In the second part of this podcast, Humana Associate Vice President Jay McKnight delves deeper into the role of brokers in prescription drug plans.

The U.S. stock market sits at its most expensive level ever and will probably drop 70% from its eventual peak, according to ...

Merrill "failed to file numerous SARs due to its failure to investigate certain Event Groups with risk scores below 20. The ...

Northeast Financial Group failed to conduct financial statement audits of private funds that the firm advised.

Ludovic Subran, chief economist at Allianz, warns against assuming that the same old glue will fix things.

Keith Sonderling has been acting Labor secretary since Lori Chavez-DeRemer resigned in April.

The bill would allow advisors and firms to delay suspicious transactions if they believe financial exploitation has occurred.

In our first ThinkAdvisor PRO webcast, the two retirement researchers debate the future of the program and things advisors ...

In other words, the fastest-growing client segments are the ones most insistent that advisors handle estate planning. Other Findings Economic anxiety is now an estate planning driver. Fifty-four ...

But Brown concluded that the main obstacle is that lifetime income products are complicated and choosing them is hard, even ...

ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients in ...