Having an effective compliance program is not only a legal obligation for businesses, but it is also considered a corporate responsibility and it is absolutely essential for risk mitigation. Join this ...

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

An examination of the Department of Justice’s (DOJ’s) guidance for federal prosecutors on evaluating the effectiveness of corporate compliance programs, as well as tools and strategies for compliance ...

Only one in three orgs are effectively using data analytics to evaluate compliance programs, according to new research.

The rapid evolution of financial technology has transformed the financial industry, creating unparalleled opportunities while imposing significant regulatory challenges. As digital transactions and ...

Discover key compliance officer interview questions and expert answer tips to help you stand out and succeed in your job application.

With several agencies dueling to regulate nursing homes, aligning priorities to develop a strategic compliance program may be more challenging than ever. But facing a growing legion of audit groups ...

U.S. Department of Justice building in Washington, D.C. Photo by Diego M. Radzinschi/ALM In a move that has stirred debate, the U.S. Administration issued an executive order in February directing a ...

BOSTON — New voluntary guidance for nursing home compliance is already being used to chart audit and investigation activity, a pair of compliance experts said here Monday. The Health and Human ...